Compliance Certification
Home Core Requirements Comprehensive Standards3.1.1 Mission3.2.1 CEO Selection/Eval 3.2.2 Governing Board Control3.2.3 Conflict of Interest 3.2.4 External Influence3.2.5 Board Dismissal3.2.6 Board/Administration3.2.7 Organizational Structure3.2.8 Qualified Administrators3.2.9 Appointments 3.2.10 Administrator Evals 3.2.11 Athletics3.2.12 Fund-Raising3.2.13 Foundations3.2.14 Intellectual Property3.3.1 IE 3.4.1 Program Approval3.4.2 Continuing Education3.4.3 Admission Policies3.4.4 Acceptance of Credit3.4.5 Academic Policies3.4.6 Awarding Credit 3.4.7 Contractual Agreements3.4.8 Noncredit to Credit3.4.9 Academic Support3.4.10 Program Responsibility3.4.11 Program Coordination3.4.12 Technology Use3.5.1 College Competencies3.5.2 Institutional Credits3.5.3 Undergraduate Program3.5.4 Terminal Degrees3.7.1 Faculty Competence3.7.2 Faculty Evaluation3.7.3 Faculty Development3.7.4 Academic Freedom3.7.5 Faculty Governance3.8.1 Learning Resources3.8.2 Library Instruction3.8.3 Qualified Staff3.9.1 Student Rights3.9.2 Student Records3.9.3 Qualified Staff3.10.1 Financial Stability3.10.2 Financial Statements3.10.3 Financial Aid3.10.4 Financial Control3.10.5 External Funds3.11.1 Resource Control3.11.2 Environment 3.11.3 Physical Facilities3.12.1 Substantive Change3.14.1 AccreditationFederal Requirements   
Compliance DocumentComprehensive Standards3.2.6 Board/Administration 
 

There is a clear and appropriate distinction, in writing and practice, between the policy-making functions of the governing board and the responsibility of the administration and Faculty to administer and implement policy.

 

_X_Compliance             ___Partial Compliance   ___Non-Compliance

 

Narrative

 

St. Petersburg College is in compliance with this comprehensive standard because it follows clearly delineated guidance in Florida Statutes regarding the responsibilities of boards of trustees, college presidents, administrators, and faculty in developing and implementing policy.

 

State of Florida policies addressing roles and responsibilities

 

Florida Statute 1004.73 was revised in 2001 by the Florida State Legislature to include a special provision addressing the status of St. Petersburg College as a four-year College:

 

            Florida Statute 1004.73  status as a 4-year college

 

(2)  ST. PETERSBURG COLLEGE; MISSION; POLICIES.--St. Petersburg College shall immediately seek accreditation from the Southern Association of Colleges and Schools as a baccalaureate degree granting college.

(a)  The primary mission of St. Petersburg College is to provide high-quality undergraduate education at an affordable price for students and the state. The purpose is to promote economic development by preparing people for occupations that require a bachelor's degree and are in demand by existing or emerging public and private employers in this state.

(b)  St. Petersburg College shall maintain the mission and policies of a Florida community college, including the open-door admissions policy and the authority to offer all programs consistent with a community college's authority.

 

St. Petersburg College, with its two-year mission intact, follows the legislative guidance for community colleges.  The Florida Statutes and State Board of Education Rules for community colleges are very specific and detailed regarding the distinctions between the duties of the Board and the President and his staff.

 

State policies on roles and responsibilities of the Board of Trustees.  St. Petersburg College is governed by the State Board of Education (SBE), the chief policymaking and coordinating body of public education in Florida.  The Board of Trustees is responsible for policy decisions appropriate to the College’s mission.  The BOT is responsible for setting policy with regard to academic, business and finance, governance and organization, personnel, and student matters, and for providing guidelines of the implementation of those policies.  Included in the broad range of responsibilities of the Board of Trustees is the following partial list of duties and powers:

 

Summary of Board of Trustees duties and powers granted by the State

 

Mission-related duties and powers:

·         Instituting cost-effective policy decisions appropriate to the community college's mission, the implementation and maintenance of high-quality education programs, measurement of performance, and reporting of information.

·         Adopting rules, procedures, and policies related to its mission and responsibilities, governance, personnel, budget and finance, administration, programs, curriculum and instruction, buildings and grounds, travel and purchasing, technology, students, contracts and grants, or college property.

·         Developing a strategic plan specifying institutional goals and objectives for recommendation to the State Board of Education.

Governance-related powers:

·         Taking action without a recommendation from the president and requiring the president to deliver all data and information required by the board of trustees in the performance of its duties.

·         Ensuring compliance with state and federal laws, rules, regulations, and requirements.

Instructional duties and powers:

·         Establishing and discontinuing program and course offerings; provision for instructional and non-instructional community services, location of classes, and services provided; and dissemination of information concerning such programs and services. New programs must be approved by the State Board of Education.

Student related duties and powers:

·         Establishing policies related to students, enrollment of students, student records, student activities, financial assistance, and other student services.

·         Governing admission of students.

·         Establishing student performance standards for the award of degrees and certificates.

·         Establishing a uniform code of conduct and appropriate penalties for violation of its rules by students and student organizations, including rules governing student academic honesty.

Financial duties and powers:

·         Establishing fees.

·         Submitting an institutional budget request, including a request for fixed capital outlay, and an operating budget to the State Board of Education.

·         Accounting for expenditures of all state, local, federal and other funds.

Personnel-related duties and powers:

·         Appointing, suspending, or removing the president of the community college. Evaluating the president and submitting the evaluations to the State Board of Education.

·         Establishing the personnel program for all employees.

Support-related duties and powers:

·         Being responsible for the use, maintenance, protection, and control of community college owned or community college controlled buildings and grounds, property and equipment, name, trademarks and other proprietary marks, and the financial and other resources of the community college. Such authority may include placing restrictions on activities and on access to facilities, firearms, food, tobacco, alcoholic beverages, and distribution of printed materials, commercial solicitation, animals, and sound.

·         Adopting rules and procedures related to data or technology.

 

State policies on the roles and responsibilities of the President of the College.  Roles of the College President are outlined in Florida Statute 1001.65 and in State Board of Education Rules.  The president serves as the executive officer and corporate secretary of the board of trustees and is responsible to the board of trustees for setting the agenda for meetings of the board of trustees in consultation with the chair.  Included in the broad range of responsibilities of the Board of Trustees are the following partial list of duties and powers:

 

Summary of duties and powers of a College President granted by the State

 

Mission-related duties and powers:

·         Review periodically the operations of the community college in order to determine whether it is meeting the goals of its strategic plan adopted by the State Board of Education.

Governance-related powers:

·         Recommend the adoption of rules to the community college board of trustees to implement provisions of law governing the operation and administration of the community college.

·         Organize the community college to efficiently and effectively achieve the goals of the community college.

·         Establish the internal academic calendar of the community college.

·         Ensure compliance with federal and state laws, rules, regulations, and other requirements that are applicable to the community college.

Instructional duties and powers:

·         Recommend to the board of trustees the establishment and termination of programs within the approved role and scope of the community college.

·         Award degrees.

Student related duties and powers:

·         Govern admissions.

·         Administer the community college's program of intercollegiate athletics.

·         Have authority, after notice to the student of the charges and after a hearing thereon, to expel, suspend, or otherwise discipline any student who is found to have violated any law, ordinance, or rule or regulation of the State Board of Education or of the board of trustees of the community college.

Financial duties and powers:

·         Prepare a budget request and an operating budget for approval by the community college board of trustees.

·         Recommend to the board of trustees a schedule of tuition and fees to be charged by the community college.

·         Approve, execute, and administer contracts for and on behalf of the community college board of trustees.

Personnel-related duties and powers:

·         Establish and implement policies and procedures to recruit, appoint, transfer, promote, compensate, evaluate, reward, demote, discipline, and remove personnel.

·         Annually evaluate, or have a designee annually evaluate, each department chairperson, dean, provost, and vice president in achieving the annual and long-term goals and objectives of the community college's employment accountability plan.

Support-related duties and powers:

·         Maintain all data and information pertaining to the operation of the community college, and report on the attainment by the community college of institutional and statewide performance accountability goals.

·         Act as custodian of all community college property and financial resources.

 

The State Board of Education further delineates the president’s role as executive head for the administration and Faculty.

 

Excerpt from 6A-14.0261 General Powers of the President

 

The president shall:

(1) Exercise general oversight of the college to determine needs and recommend improvements.

(2) Advise and counsel the board of trustees and recommend board action.

(3) Recommend and enforce rules of the board of trustees.

(4) Recommend and enforce minimum standards for the operation of college programs and for student completion of instructional programs.

(5) Perform duties and exercise responsibilities assigned by law, by rules of the State Board of Education, and by the board of trustees.

 

State policy on the roles of Administration and Faculty.  The administration and Faculty are responsible for implementation of the institution’s mission within the parameters of BOT policies and guidelines.  The State Board of Education allows the President of a College to delegate authority to administrators:

 

Excerpt from 6A-14.0261 General Powers of the President

 

The president shall:

(6) Delegate authority necessary to insure that laws and rules are executed efficiently.

 

Florida Statute and State Board of Education Rules address requirements for community college Faculty to maintain a specific course workload and availability to students:

 

Florida Statute 1012.82  Teaching Faculty; minimum teaching hours per week

 

Each full-time member of the teaching Faculty at any community college shall teach a minimum of 15 classroom contact hours per week at such institution.  However, the required classroom contact hours per week may be reduced upon approval of the president of the institution in direct proportion to specific duties and responsibilities assigned the Faculty member by his or her departmental chair or other appropriate college administrator.  Such specific duties may include specific research duties, specific duties associated with developing television, video tape, or other specifically assigned innovative teaching techniques or devices, or assigned responsibility for off-campus student internship or work-study programs.

 

Florida State Board of Education Rule 6A-14.0491 Instructional Personnel - Availability to Students

 

Each community college board of trustees shall establish a policy on the availability of instructional personnel to students.  The policy shall require full-time instructional Faculty to schedule a minimum total of twenty-five hours per week for classroom contact hours and office hours as adjusted for assignments during non-traditional academic terms and non-traditional delivery.  Part-time Faculty shall be available to students as prescribed by board policy.

 

SPC Policies regarding roles and responsibilities of the Board, President, administration, and Faculty.

 

Rules and standards developed for the operation of the College are contained in the Board of Trustees Rules and Procedures Manual.  The Board has clearly defined the distinction between the Board’s role and the President’s role:

 

6Hx23-1.03  BOARD OF TRUSTEES.  The Board of Trustees and the President shall extend to each other the fullest cooperation and recognition of the responsibilities which evolve upon the Board as a rule-making body and upon the President as the chief executive.

 

Board of Trustees.  The Board Rules identify the source of the Board of Trustees’ authority from the Florida Legislature:

 

6Hx23-1.03  BOARD OF TRUSTEES  I. The general duties and powers of the Board of Trustees are those prescribed in Section 240.319, F.S. and Senate Bill 1162, 2001 Legislature.

 

The Board considers rules and standards based upon the advice, counsel and recommendation of the College President.

 

President of the College.  The president of the institution and his or her designees are responsible for the implementation of BOT rules and for the efficient operation of the college.

 

6Hx23-1.06  RESPONSIBILITY AND AUTHORITY OF THE PRESIDENT.  I. The Board of Trustees delegates to the President administrative authority over the College and holds the President responsible for the efficient direction and operation of the College under the rules adopted by the Board of Trustees.

 

In accordance with the President’s job description the President is the Chief Executive Officer of the College.

 

Administration.  The administration has the right to establish its own internal procedures, as long as they are not in conflict with the law or the Rules of Board of Trustees 6Hx23-1.09.

 

6Hx23-1.09  NATURE & REQUIREMENTS OF FORMAL & INFORMAL PROCEDURES.  I. The nature of all formal and informal procedures is to provide for an efficient operation within the limits of the laws and rules governing the Board of Trustees.

 

A. Formal procedures shall be established by the president and may be submitted to the President’s Cabinet for their advice.  Formal procedures are contained in the procedures manual.

B Informal procedures (internal management memoranda) may be established by budget supervisors and administrators as needed.

 

The development of these recommendations is the responsibility of each administrative unit and the President’s Cabinet.  The administrator responsible for each functional area is charged with ensuring that Board rules that are necessary and relevant to support his/her area of responsibility are current and in accordance with applicable Florida Statutes and State Board rules, since all actions taken by an administrator in accordance with established levels of authority must be in accordance with the provisions of appropriate statutes, rules and procedures.  Appropriate excerpts from Board Rules are readily available in the College Catalog, Student Handbook, Faculty Manual, and the Supplement to the Faculty, Staff and Student Handbooks, all published annually.

 

Faculty.  The roles and responsibilities of Faculty are defined in the Faculty Manual required by the Board of Trustees:

 

6Hx23-3.06  FACULTY MANUAL.  A manual, known as The Faculty Manual, shall be published by the president and will contain the operational procedures for faculty.

 

Faculty roles include instructional duties, student support, curriculum development, and service to the College in the form of committees and attendance at formal college events:

 

Excerpt from Faculty Manual Table of Contents

 

III. Expectations

A.  Workweek

1.       Duty hours for Faculty

2.       Instructional assignments

3.       Non-instructional activities

4.       Curriculum development

B.  Faculty Evaluation

1.       Full-time Faculty

2.       Adjunct Faculty

C.  Required Professional Development

1.       Orientation for new Faculty

2.       Initial professional development

3.       Online instruction requirement

4.       Ongoing professional development

D.  Faculty involvement in campus life

1.       Required functions

2.            Committees

3.            Other

 

Organizational structure

 

SPC’s Organizational Chart clearly identifies the relationship between the Board and the President, with the President reporting directly to the Board of Trustees.

 

Examples of distinctiveness in lines of authority

 

There is a clear distinction at St. Petersburg College between the policy-making actions of the Board of Trustees and the implementation of those policies by and the procedural powers of the President, administrative staff, and Faculty.  Minutes of Board of Trustees meetings, for example, demonstrate that the President and his staff bring policy issues, course and program revisions, personnel and facility decisions, budgetary issues, strategic planning, and accountability measures to the Board

Excerpt from Board of Trustees Agenda, March 21, 2006

 

AGENDA

ST. PETERSBURG COLLEGE BOARD OF TRUSTEES

TUESDAY, MARCH 21, 2006

 

Excerpt

 

          D.     CAPITAL OUTLAY, MAINTENANCE, RENOVATION, AND

                     CONSTRUCTION

1.            2005/2006 Sanitation, Casualty and Safety Inspection Report

2.            Recommendation for Revision to Selection Process for Design Professionals

3.            (Architects and Engineers) and Construction Managers at Risk

4.            Update on Applied Fiber Land Use Plan Amendment – for discussion only*

5.            Selection of Design-Build Firm for Clearwater Campus

6.            Request Site Designation for Midtown

7.            Amendment #3 to the Center of Achievement Lease Agreement with the Housing Authority of the City of St. Petersburg (SPC Midtown)

8.            Update Lease Status for Lima Lakes LLC, ICOT Lease (former Corporate Training Facility – Nickel Plate Properties) – for discussion only*

9.            Update on Retail Property, Downtown Center – for discussion only*

10.        Update on Bay Pines Property – for discussion only*

          E.      AGENCY BILLINGS

          F.      PERSONNEL

1.            Personnel Report

2.            Executive/Administrative/Managerial and Professional Position Listings

                 3.     Faculty Annual Contract Recommendations

          G.     PROPOSED CHANGES TO BOT RULES MANUAL – Public Hearing

1.            Rule 6Hx23-4.02 Admission Requirements

2.            Rule 6Hx23-4.68 Requirements of the Radiography Program

3.            Rule 6Hx23-5.17 Student Fees

            H.     CURRICULUM

                 1.     Credit Curriculum

                 2.     Noncredit Curriculum and Fees

 The process by which Baccalaureate degrees were added to the College provides a clear example of the distinctiveness in lines of authority.  In 2000 the Board stated its position to “support collaborative efforts to expand baccalaureate and post-graduate access for students in the county.”  The President tasked his staff to continue expanding the University Partnership Center’s baccalaureate and graduate programs from other colleges, which opened in 1999 and moved into its new facility in 2001, as well as pursuing legislation that would allow St. Petersburg College to offer selected baccalaureate programs in high-need areas, such as nursing, teaching, and technology management.  When legislation passed in 2001, SPC staff began preparing for SACS accreditation while the Faculty began preparing curriculum.  The curriculum for the first three programs was approved by the Board in October 2001.  In 2002, the staff prepared the Legislative Budget Request for Upper Division Instruction, which was adopted by the Board.  In March, 2002, the Board was briefed on the implementation of the 4-year program: at that time the staff and Faculty were conducting Faculty searches, finalizing curriculum, developing class schedules, and arranging for facilities for all initial Baccalaureate offerings, and preparing publicity and marketing for a scheduled Fall 2002 opening for the Nursing program.  In each step of the process, the Board set policy and approved all budgets and recommended curriculum, which were then implemented by the staff and Faculty.

 

Communicating policies regarding roles and responsibilities

 

The State of Florida Legislature and the Florida Board of Education have comprehensive Web sites with the legislative and executive direction on the roles and responsibilities of Boards of Trustees and Presidents in the K-20 system.

  Excerpt from the Florida Legislature Web site

 

Policies regarding roles and responsibilities are communicated through the SPC Web site, manuals such as the Faculty Manual, and initial training for Faculty and staff.  The SPC Web site has links to the Board Policy and Procedures Manual from the Prospective Student, Current Student, Employee (Staff Central), Potential Employee, and Interested Visitor pages.  The Human Resources web page has links to the Faculty Manual as well as other employee handbooks.

HR Web page on policies, procedures, and manuals

 

Board of Trustees training.  New Board members receive an orientation from the President and the College Attorney regarding Board members duties and responsibilities, including policies regarding conflict of interest and undue influence.  The most recent Board member received his orientation on June 14th, 2006.  Each new member also receives a comprehensive manual covering their roles and responsibilities.

 

Excerpt from Board of Trustees Resource Manual table of contents

 

THE ROLE AND RESPONSBILITY OF A TRUSTEE

1.      Article from Florida Department of Education, “Role and Responsibility of a Trustee” http://www.fldoe.org/cc/educators/Trustees/Responsibility_of_Trustee.asp

2.      Article from Florida Association of Community Colleges (FACC), “Florida’s Community College Trustees”  http://www.facc.org/trustees.htm

3.      Article from Association of Community College Trustees (ACCT), “Board Roles and Responsibilities”  http://www.acct.org/CenterEffectiveGovernance.asp?bid=86

4.      From ACCT – New Trustee Orientation  http://www.acct.org/CenterEffectiveGovernance.asp?bid=84#new

 

Finally, Board members also participate in trustee workshops and conferences provided by the Florida Association of Community Colleges (FACC) and the Association of Community College Trustees (ACCT), of which one of SPC’s Board members is an immediate past chair.

 

Examples of Board of Trustees’ attendance at state and national conferences

 

Dates

Event

Location

Attending Trustees

Oct. 11-14, 2006

ACCT  Annual Leadership Congress

Orlando, FL

Bilirakis, Burke, Johnston, Keene

June 25-27, 2006

ACCT Governance Leadership Institute

Washington, DC

Burke

April 1-4, 2006

AGB National Conference on Trusteeship

Orlando, FL

Burke

Nov. 15-18, 2005

FACC 56th Annual Convention

Tampa, FL

Burke, Johnston

Sept. 7-10, 2005

ACCT Annual Congress

Seattle, WA

Burke, Keene

 

Administrator training.  SPC’s four-day new manager training, Management Training for New Program Directors, Administrators, and Professionals, provides information on the roles of both Faculty and staff. 

 

Excerpt from new manager training on administrator roles in planning

 

Leadership and Management skills (continued)

Strategic planning and Budgeting (overview)

Respond to unit planning process in timely and appropriate fashion

Strategic planning

Write appropriate objectives and measures

Input data into SPOL correctly

 

Faculty training.  Faculty Orientation includes information from senior staff on the roles and responsibilities of Faculty. 

 

Excerpt from 2006 Faculty Orientation schedule

 

 

DAY TWO

Wednesday, August 9, 2006

Time

Topic

8:45 – 10:20

“What You Need to Know 102” Workshop

Implications of Patriot Act, SEVIS

Classroom Security

Civility

Academic Honesty (Turn it in)

Curriculum and Syllabus

 

References

Florida Statute 1001.61 Community College Board of Trustees; Membership.doc
Florida Statute 1001.64 Community College Board of Trustees; Powers and Duties.doc
Florida Statute 1004.73 St. Petersburg College.doc
Florida Statute 1012.82 Teaching Faculty Minimum Hours per Week.doc
BOT Rules Index.doc
BOT Minutes 01-17-06.doc
BOT Minutes 02-21-06.doc
BOT Minutes 03-21-06.doc
BOT Minutes 04-18-06.doc
BOT Minutes 05-23-06.doc
BOT Minutes 06-20-06.doc
BOT Minutes 07-18-06.doc
BOT Minutes 08-15-06.doc
BOT Minutes 09-18-06.doc
BOT Minutes 10-16-06.doc
BOT Minutes 11-21-06.doc
BOT Minutes 12-19-06.doc
6Hx23-1_01 Definitions.doc
6Hx23-1_06 Responsibility & Authority of the President.doc
6Hx23-1_061 Appointment Dismissal of President.doc
6Hx23-1_08 Description of Organization.doc
6Hx23-1_11 Requirements for Rulemaking.doc
6Hx23-1_28 Committees.doc
6Hx23-2_22 Reappointment or Non-Reappointment of Instruct. & Admin. Personnel.doc
6Hx23-3_04 Course Descriptions & College Programs.doc
6Hx23-4_20 Grading System.doc
6Hx23-4_35 Disciplinary Rule.doc
6Hx23-4_36 Student Grievances & Appeals; Student Body Governance.doc
6Hx23-4_48 Counseling and Advising.doc
C&I Manual 2006-2007.rtf
2006-2007 Faculty Manual.doc